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Jobs: Compliance / RegulatoryCompliance / Legal
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1-30 of 320 Jobs Company Location Date
Investment Adviser/Mutual Fund Compliance Administrator
Hyperion Brookfield Asset...
Salary: Commensurate with experie...
USA-NY-New York City 08 Sep
Hyperion Brookfield Asset Management, Inc, a top-tier asset management firm is seeking a compliance administrator to assist t...
Senior Compliance Officer
Metropolitan West Asset M...
Salary: Competitive
USA-CA-Los Angeles 08 Sep
The Senior Compliance Officer assists the Chief Compliance Officer (CCO) in monitoring activities related to two investment a...
New Client Specialist - Trading Floor - ISDA & CSA - Credit Risk & Legal
Huxley Associates
Salary: Negotiable
UK-London 08 Sep
Front Office Bonus Share
Client Integration-On-Boarding Co-ordinator - ISDA & CSA - Legal & Credit
Huxley Associates
Salary: Negotiable
UK-London 08 Sep
ISDA & CSA - Legal & Credit
Senior Compliance Manager-Edinburgh
Joslin Rowe (Scotland)
Salary: Bonus + Benefits
UK-Edinburgh 08 Sep
Senior Compliance Manager-Edinburgh
Head of AML
Marshall Warburton
Salary: £70 - 100,000
UK-London 08 Sep
Our client is seeking an experienced Anti-Money Laundering Compliance individual with excellent technical knowledge and stron...
Senior Compliance Officer
Marshall Warburton
Salary: Very competitive - Up to...
UK-London 08 Sep
We are currently working on behalf of a leading European banking group, who is further expanding the business and widening th...
Forensic Accountant / AML Analyst
FSS
Salary: £0-40000
UK-Channel Islands 08 Sep
Forensic Accountant / AML specialist.
Supplier Risk Manager (Northampton)
Barclay Simpson
Salary: £60,000+Car+Bonus+Bens
UK-East Midlands 08 Sep
One of the UK's leading financial services organisations is looking to recruit a "3rd Parties" Risk Manager to work with the...
Mandatory Corporate Actions Associate
Morgan Stanley
Salary: not disclosed
USA-NJ-Jersey City 08 Sep
See job description below
Compliance Associate
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 08 Sep
See job description below
Vice President, Hedge Fund Compliance Officer
Morgan Stanley
Salary: not disclosed
USA-CT-Greenwich 08 Sep
See job description below
PWM Senior Compliance Officer
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 08 Sep
See job description below
Commodity Compliance Coverage
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 08 Sep
See job description below
Senior Commodity Compliance Coverage - Oil Liquids
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 08 Sep
See job description below
Compliance Officer- Standard & Poor's - London
Standard & Poor's (Europe...
Salary: not disclosed
UK-London 08 Sep
See job description below
Tax Free environment available - Accountants
Global Ambition
Salary: USD65000 - USD100000 per...
UAE-Dubai 08 Sep
Primarily - that depends on what you are looking for and where you choose to go. If it is big bucks you are after - then Russ...
Hedge Fund Marketing Review
Not Disclosed
Salary: More than you are making...
USA-NY-New York City 08 Sep
Top New York Hedge Fund with fully developed legal and compliance function seeks an experienced professional to review advert...
Investment Controller
State Street Bank GmbH, M...
Salary: No indications
Switzerland-Zurich 08 Sep
Our Investment Analytics and Investment Compliance Team located in Zurich/Switzerland is seeking support of an Investment Con...
Policy Analyst
Change
Salary: £Excellent
UK-Edinburgh 08 Sep
This is a fantastic role which offers a City Centre location, great benefits and the chance to work in one of Edinburgh’s mos...
Trust Officer - Zurich
AP Executive
Salary: £0-40000
Switzerland-Zurich 08 Sep
Trust officer opportunity within a prestigious Swiss private bank - Zurich
Senior tax Consultant
AP Executive
Salary: £0-40000
Luxembourg 08 Sep
A senior tax consultant is sought for a medium-size company specialising in the provision of tax advice to national and inter...
Junior Compliance Officer
Not Disclosed
Salary: 80,000 - 150,000
USA-NY-New York City 08 Sep
Our compliance associates assist with the organization, administration and enforcement of the company’s compliance program....
Deputy Compliance Officer
Not Disclosed
Salary: 200,000 - 400,000
USA-NY-New York City 08 Sep
Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance group. The role w...
Vice President (VP) Compliance
Not Disclosed
Salary: $110,000 - $150,000
USA-NY-New York City 08 Sep
Our client is a very well known and well respected research and financial analysis firm. The Compliance group is looking to e...
Enterprise Account Document Manager
Michael Page
Salary: 200,000 - 500,000
USA-NY-New York City 08 Sep
Senior IT, Legal or Compliance professional with significant experience in document/records management related legal and regu...
Senior Compliance Officer
Michael Page
Salary: 150,000 - 250,000
USA-NY-New York City 08 Sep
The successful candidate will have experience in drafting and monitoring: existing compliance procedures for fund of funds a...
Chief Compliance Officer
Not Disclosed
Salary: 250,000 - 600,000
USA-NY-New York City 08 Sep
Multi billion dollar asset manager is looking for a Chief Compliance Officer. The candidate must have 10-15 years of 40 Act A...
Equities Trade Compliance Officer
Michael Page
Salary: 100,000 - 150,000
USA-NY-New York City 08 Sep
Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade compliance. The ideal ca...
Director of Compliance
Michael Page
Salary: 180,000-300,000
USA-NY-New York City 08 Sep
Global asset manager is looking to add an experienced U.S Compliance Director. The position requires a broad based background...
Jobs: Compliance / Regulatory (1-30 of 320 Jobs)

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